| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited | Rep | 证券交易 | 2015-05-07 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-05-26 | 2014-11-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-05-24 | 2014-11-06 |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2004-04-14 | 2004-04-30 |