| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Win Securities Limited | RO | 证券交易 | 2026-10-07 | - |
| Rep | 证券交易 | 2026-08-24 | 2026-10-07 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2025-07-11 | 2026-07-24 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-07-11 | 2026-07-24 |
| Rep | 证券交易 | 2025-07-11 | 2026-07-24 | |
| Zircon Securities (HK) Limited | RO | 期货合约交易 | 2024-07-09 | 2024-11-30 |
| Rep | 就证券提供意见 | 2024-03-19 | 2024-11-30 | |
| Rep | 提供资产管理 | 2024-03-19 | 2024-11-30 | |
| Rep | 证券交易 | 2023-05-22 | 2024-11-30 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2013-07-11 | 2023-04-28 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2013-07-11 | 2023-04-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2012-07-03 | 2013-07-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2012-07-03 | 2013-07-01 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-07-07 | 2012-06-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-07-07 | 2012-06-02 |
已采集记录中暂无金管局登记。