| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2017-06-02 | 2025-06-20 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-10-16 | 2025-06-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2005-11-09 | - |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2003-10-23 | 2005-03-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2003-10-23 | 2005-11-01 |