Personnel Hong Kong SFC License Details (ID 95498)

Personnel Hong Kong SFC License Details (ID 95498)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CES Commodities (HK) Limited	Rep	期货合约交易	2007-07-19	2013-01-01
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2007-07-19	2013-01-01
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	期货合约交易	2006-06-16	2007-05-19
	Rep	证券交易	2006-06-16	2007-05-19
BOCI SECURITIES LIMITED	Rep	期货合约交易	2005-10-14	2006-06-09
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-03-31	2006-06-09
BOCI SECURITIES LIMITED	Rep	证券交易	2004-03-31	2006-06-09
Newedge Broker Limited	Rep	就期货合约提供意见	-	2003-10-09
	Rep	提供资产管理	-	2003-10-09
	Rep	提供自动化交易服务	-	2004-03-31
	Rep	期货合约交易	-	2004-03-31
	Rep	证券交易	-	2004-03-31