| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-02-25 | 2013-05-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2010-05-05 | 2013-05-15 |
| Rep | 证券交易 | 2010-05-05 | 2013-05-15 | |
| CAIIS Limited | Rep | 就证券提供意见 | 2008-02-25 | 2010-04-10 |
| Rep | 证券交易 | 2008-02-25 | 2010-04-10 |