| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-05-30 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-07-11 | - |
| Rep | 就证券提供意见 | 2007-07-11 | 2025-06-27 | |
| Delta Asia Wealth Management Limited | Rep | 提供资产管理 | 2006-05-24 | 2007-06-21 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2004-08-23 | 2007-06-21 |
| Rep | 证券交易 | 2004-08-23 | 2007-06-21 | |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-14 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-23 | |
| Rep | 证券交易 | 2003-04-01 | 2004-08-23 |
已采集记录中暂无金管局登记。