Personnel Hong Kong SFC License Details (ID 95522)

Personnel Hong Kong SFC License Details (ID 95522)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2012-08-24	2013-03-14
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2012-08-24	2013-03-14
	Rep	杠杆式外汇交易	2012-08-24	2013-03-14
CES Commodities (HK) Limited	Rep	期货合约交易	2009-03-13	2012-07-08
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2009-03-13	2012-07-08
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2009-03-13	2012-07-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2006-03-14	2007-07-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-11-07	2007-07-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2005-11-07	2007-07-20
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2004-04-21	2005-10-21
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	就期货合约提供意见	-	2004-02-27
	Rep	提供资产管理	-	2004-02-27
	Rep	期货合约交易	-	2005-10-21