| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | RO | 证券交易 | 2012-07-05 | 2012-08-27 |
| Rep | 证券交易 | 2012-06-13 | 2012-07-05 | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2010-12-31 | 2011-09-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2009-03-13 | 2011-09-25 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-05-27 | 2011-09-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-08-20 | 2011-09-25 |