| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | RO | 提供资产管理 | 2020-07-09 | - |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | 提供资产管理 | 2018-03-21 | 2020-06-05 |
| Rep | 提供资产管理 | 2017-01-06 | 2018-03-21 | |
| LUK FOOK FUTURES (HK) LIMITED | RO | 就期货合约提供意见 | 2015-02-26 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2014-04-15 | 2020-07-09 |
| LUK FOOK FUTURES (HK) LIMITED | RO | 期货合约交易 | 2012-08-17 | - |
| Rep | 期货合约交易 | 2012-06-06 | 2012-08-17 | |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-06-06 | - |
| Bright Fund Management Limited | Rep | 提供资产管理 | 2011-11-29 | 2012-05-24 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-02-03 | 2012-05-24 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-02-03 | 2012-05-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-03 | 2012-05-24 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-05-20 | 2010-04-12 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2004-01-30 | 2010-04-12 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-01-30 | 2010-04-12 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-28 | |
| Rep | 证券交易 | 2003-04-01 | 2004-01-29 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-04-01 | 2004-01-29 |
已采集记录中暂无金管局登记。