| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2023-08-28 | 2025-11-08 |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2021-07-30 | 2021-09-29 |
| Success Futures and Foreign Exchange Limited | Rep | 期货合约交易 | 2015-01-06 | 2018-03-31 |
| Success Securities Limited | Rep | 证券交易 | 2015-01-06 | 2021-06-06 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-08-10 | 2011-12-07 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-08-10 | 2011-12-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-08-10 | 2011-12-07 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2011-01-25 | 2011-02-24 |