| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-02-16 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-06-11 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-04-30 | - |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | 2007-04-12 | 2008-03-03 |