Lim, Lawrence Wei On 林偉安
证监会中央编号:ANR338
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-06-03 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-04-18 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-04-18 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-04-01 | 2011-03-21 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-04-01 | 2011-03-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-04-01 | 2011-03-21 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-07-18 | 2006-09-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-07-18 | 2006-09-30 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-07-18 | 2006-09-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-07-18 | 2006-09-30 |