| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-04-21 | 2018-08-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-04-21 | 2018-08-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2010-10-19 | 2011-03-22 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-19 | 2011-03-22 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2009-09-24 | 2010-10-04 |
| Rep | 证券交易 | 2009-09-24 | 2010-10-04 |