| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2009-06-17 | 2013-07-05 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-03-14 | 2013-07-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-08-18 | 2013-07-05 |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | - | 2004-08-14 |
| Rep | 提供资产管理 | - | 2004-08-14 | |
| Rep | 就证券提供意见 | - | 2004-08-17 | |
| Rep | 证券交易 | - | 2004-08-17 |