Mak, Wilson Yau Kee 麥有基 SFC Licences and HKMA Registrations (ID 95602)

Mak, Wilson Yau Kee 麥有基 SFC Licences and HKMA Registrations (ID 95602)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2016-02-15	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2016-02-15	-
CES Commodities (HK) Limited	Rep	期货合约交易	2011-02-23	2012-09-05
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2011-02-23	2012-09-05
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2010-05-19	2010-08-28
WING FUNG SECURITIES LIMITED	Rep	证券交易	2009-08-10	2010-08-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2008-09-30	2008-10-28
Lion Global Financial Limited	Rep	就证券提供意见	2008-06-06	2008-09-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	证券交易	2007-11-20	2007-12-10
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2007-05-08	2007-10-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2007-02-16	2007-10-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2007-02-16	2007-10-30

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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