Mok, Kim Wa 莫劍華 Hong Kong SFC License Details (ID 95607)

Mok, Kim Wa 莫劍華 Hong Kong SFC License Details (ID 95607)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2016-10-03	2017-08-14
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2016-04-07	2017-08-14
UPBEST SECURITIES COMPANY LIMITED	Rep	证券交易	2014-11-27	2016-03-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	证券交易	2014-04-10	2014-07-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	RO	期货合约交易	2014-04-10	2014-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	证券交易	2014-04-10	2014-07-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-09-17	2014-04-10
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-09-17	2014-04-10
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-09-17	2014-04-10
CES Commodities (HK) Limited	Rep	期货合约交易	2011-09-01	2013-09-02
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2011-09-01	2013-09-02
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2007-10-15	2013-09-02