Personnel Hong Kong SFC License Details (ID 95619)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	-
	Rep	证券交易	2013-08-21	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-08-21	-
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-12-19	2013-08-17
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-12-19	2013-08-17
CES Commodities (HK) Limited	Rep	期货合约交易	2006-02-03	2011-11-24
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-02-03	2011-11-24
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	2011-11-24
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2004-03-29	2010-04-12
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2004-03-29	2010-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2004-03-29	2010-04-12
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2003-08-01
	Rep	提供资产管理	2003-04-01	2003-08-01
	Rep	期货合约交易	2003-04-01	2003-08-01
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2003-04-01	2003-08-01
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2003-08-01
	Rep	就证券提供意见	2003-04-01	2003-08-01
	Rep	提供资产管理	2003-04-01	2003-08-01
	Rep	证券交易	2003-04-01	2003-08-01

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