Personnel Hong Kong SFC License Details (ID 95631)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CENTALINE SECURITIES LIMITED	Rep	证券交易	2026-06-29	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2023-12-06	2024-04-05
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2023-12-06	2024-04-05
VMS Securities Limited	Rep	证券交易	2023-02-09	2023-05-12
Mage Securities Limited	Rep	期货合约交易	2020-01-08	2022-09-01
	Rep	证券交易	2016-12-15	2022-09-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期货合约交易	2014-04-24	2016-12-04
	Rep	证券交易	2014-04-24	2016-12-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-04-02	2014-04-07
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-04-02	2014-04-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-04-02	2014-04-07
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2013-02-08	2013-03-17
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2013-02-08	2013-03-17
CES Commodities (HK) Limited	Rep	期货合约交易	2011-07-15	2013-01-28
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2011-07-15	2013-01-28
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2011-07-15	2013-01-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2011-01-12	2011-06-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2011-01-12	2011-06-24
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2010-04-14	2010-11-05
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2010-04-14	2010-11-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2008-09-01	2010-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2008-07-09	2010-04-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-09-25	2010-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-09-25	2010-04-01

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