| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | 就证券提供意见 | 2022-06-02 | - |
| RO | 提供资产管理 | 2022-06-02 | - | |
| Awaken Thunder Capital Limited | RO | 就证券提供意见 | 2021-03-17 | 2022-05-31 |
| RO | 提供资产管理 | 2021-03-17 | 2022-05-31 | |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2020-02-21 | 2020-11-20 |
| Wealthy Global Financial Asset Management Limited | RO | 就证券提供意见 | 2018-09-24 | 2019-02-28 |
| RO | 提供资产管理 | 2018-09-24 | 2019-02-28 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2017-03-10 | 2018-05-15 |
| South China Investment Management Limited | Rep | 提供资产管理 | 2017-03-10 | 2018-05-15 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2017-03-10 | 2018-05-15 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2017-03-10 | 2018-05-15 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就证券提供意见 | 2016-10-13 | 2017-02-24 |
| Rep | 提供资产管理 | 2016-10-13 | 2017-02-24 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-03 | 2016-07-31 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-10-27 | 2016-07-31 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2015-10-27 | 2016-07-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-03-09 | 2015-10-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2015-03-09 | 2015-10-02 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-08-13 | 2015-02-13 |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2013-08-13 | 2015-02-13 |
| Rep | 杠杆式外汇交易 | 2013-08-13 | 2015-02-13 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-10-10 | 2013-07-28 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2008-10-10 | 2013-07-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-11-13 | 2013-07-28 |
| T G HOLBORN (HK) LIMITED | Rep | 就机构融资提供意见 | 2005-02-21 | 2006-10-25 |
| Rep | 就证券提供意见 | 2005-02-21 | 2006-10-25 |
金管局记录暂时无法加载，请稍后重试。