| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited | Rep | 就机构融资提供意见 | 2011-11-15 | 2014-06-22 |
| Rep | 证券交易 | 2011-11-15 | 2014-06-22 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-03-08 | 2011-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-03-08 | 2014-06-22 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2009-10-13 | 2010-12-17 |
| Rep | 期货合约交易 | 2009-09-24 | 2010-12-17 | |
| Rep | 证券交易 | 2009-09-24 | 2010-12-17 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-10-03 | 2009-08-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-10-03 | 2009-08-14 |