Personnel Hong Kong SFC License Details (ID 95644)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2019-08-19	-
CES Commodities (HK) Limited	RO	期货合约交易	2019-08-09	-
CES Forex (HK) Limited	RO	杠杆式外汇交易	2019-08-09	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	证券交易	2019-08-09	2019-08-19
Everbright Securities Investment Services (HK) Limited	RO	证券交易	2019-08-09	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2017-09-25	2024-12-31
	Rep	杠杆式外汇交易	2017-09-25	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2017-09-25	2019-08-09
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2011-04-29	2019-08-09
CES Commodities (HK) Limited	Rep	期货合约交易	2006-06-22	2019-08-09
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-06-22	2019-08-09
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-02-24	2005-09-27
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-02-24	2005-09-27
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2003-12-30
	Rep	提供资产管理	2003-04-01	2003-12-30
	Rep	期货合约交易	2003-04-01	2004-02-11
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2003-12-30
	Rep	就证券提供意见	2003-04-01	2003-12-30
	Rep	提供资产管理	2003-04-01	2003-12-30
	Rep	证券交易	2003-04-01	2004-02-11

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