| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-10-05 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-03-18 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2003-04-01 | - |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-07 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-27 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-27 |