| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-05-04 | 2018-08-28 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-05-04 | 2018-08-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-05-04 | 2018-08-28 |
| Rep | 证券交易 | 2015-05-04 | 2018-08-28 | |
| Bright Fund Management Limited | Rep | 提供资产管理 | 2012-01-27 | 2015-04-16 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-02-21 | 2015-04-16 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2010-07-28 | 2015-04-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2010-07-28 | 2015-04-16 |