| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-08-29 | - |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2013-09-17 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-12-31 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-06-28 | - |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2006-12-05 | 2007-03-30 |