| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2026-11-02 | - |
| Rep | 期货合约交易 | 2026-11-02 | - | |
| Rep | 证券交易 | 2026-11-02 | - | |
| Rep | 杠杆式外汇交易 | 2026-11-02 | - | |
| Rep | 就证券提供意见 | 2026-08-03 | 2026-11-01 | |
| Rep | 证券交易 | 2026-08-03 | 2026-11-01 | |
| Rep | 就证券提供意见 | 2018-12-05 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2018-11-06 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-11-06 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2018-11-06 | 2026-08-02 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2004-10-11 | 2018-10-03 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-08-06 | 2018-10-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-08-06 | 2018-10-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2003-12-17 | 2004-07-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-12-17 | 2004-07-06 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2003-09-03 | 2003-11-21 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2003-09-03 | 2003-11-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2003-09-03 | 2003-11-21 |
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