| KOALA CAPITAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-10-03 | 2018-08-31 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2012-10-18 | 2015-08-18 |
| Delta Asia Wealth Management Limited | Rep | 提供资产管理 | 2012-10-18 | 2015-08-18 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-09-26 | 2015-08-18 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2012-09-26 | 2015-08-18 |
| Rep | 证券交易 | 2012-09-26 | 2015-08-18 |
| Rep | 杠杆式外汇交易 | 2012-09-26 | 2015-08-18 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-02-16 | 2012-09-24 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-09-30 | 2012-09-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2008-07-11 | 2012-09-24 |
| Rep | 证券交易 | 2008-03-26 | 2012-09-24 |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | 2007-06-22 | 2008-03-02 |
| Rep | 提供资产管理 | 2007-06-22 | 2008-03-02 |