| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2017-12-17 |
| Rep | 证券交易 | 2016-02-15 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-02-15 | 2017-12-17 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-07-22 | 2014-03-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2010-03-22 | 2014-03-29 |