Personnel Hong Kong SFC License Details (ID 95693)

Personnel Hong Kong SFC License Details (ID 95693)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UPBEST ASSETS MANAGEMENT LIMITED	Rep	提供资产管理	2015-09-25	2021-12-17
UPBEST COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2015-09-25	2021-12-17
UPBEST SECURITIES COMPANY LIMITED	Rep	证券交易	2015-09-25	2021-12-17
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2015-03-13	2015-09-06
CES Commodities (HK) Limited	Rep	期货合约交易	2014-05-08	2015-09-06
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2014-05-08	2015-09-06
UPBEST ASSETS MANAGEMENT LIMITED	Rep	提供资产管理	2012-08-16	2014-04-14
UPBEST COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2012-06-20	2014-04-14
UPBEST SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2012-06-20	2014-04-14
	Rep	证券交易	2012-06-20	2014-04-14
CES Commodities (HK) Limited	Rep	期货合约交易	2010-10-15	2012-06-01
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2010-06-22	2012-06-01
	Rep	证券交易	2010-06-22	2012-06-01