Personnel Hong Kong SFC License Details (ID 95706)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2020-04-28
	Rep	证券交易	2013-06-10	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-06-10	2020-04-28
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-10-10	2013-03-09
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-10-10	2013-03-09
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2010-11-25	2011-10-02
CES Commodities (HK) Limited	Rep	期货合约交易	2010-07-27	2011-10-02
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-07-27	2011-10-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2009-12-04	2010-06-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2009-12-04	2010-06-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-12-04	2010-06-19
KGI ASIA LIMITED	Rep	证券交易	2007-03-28	2008-07-29
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-03-28	2008-07-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2004-09-02	2005-09-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2004-09-02	2005-09-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2004-09-02	2005-09-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	杠杆式外汇交易	2004-01-02	2004-08-18
CHINA EVERBRIGHT FOREX LIMITED	Rep	杠杆式外汇交易	2003-08-20	2004-03-19
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2003-07-29	2004-08-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2003-07-29	2004-08-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-04-11
	Rep	就证券提供意见	-	2003-04-11
	Rep	提供资产管理	-	2003-04-11
	Rep	提供自动化交易服务	-	2003-04-11
	Rep	证券交易	-	2003-04-11
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	就期货合约提供意见	-	2003-04-11
	Rep	提供资产管理	-	2003-04-11
	Rep	期货合约交易	-	2003-04-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-04-11
	Rep	就证券提供意见	-	2003-04-11
	Rep	提供资产管理	-	2003-04-11
	Rep	提供自动化交易服务	-	2003-04-11
	Rep	证券交易	-	2003-04-11

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