| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited | Rep | 就证券提供意见 | 2012-04-17 | 2014-03-11 |
| Rep | 证券交易 | 2012-04-17 | 2014-03-11 | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2009-06-05 | 2012-03-29 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-04-16 | 2012-03-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-04-16 | 2012-03-29 |