| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-02-03 | 2007-08-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-03 | 2012-06-09 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 杠杆式外汇交易 | - | 2007-08-23 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-05-24 |
| Rep | 就证券提供意见 | - | 2004-05-24 | |
| Rep | 提供资产管理 | - | 2004-05-24 | |
| Rep | 提供自动化交易服务 | - | 2004-05-24 | |
| Rep | 证券交易 | - | 2010-04-12 |