| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | RO | 证券交易 | 2021-06-15 | 2023-02-18 |
| Rep | 证券交易 | 2013-03-15 | 2021-06-15 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2012-03-19 | 2013-02-15 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2012-03-19 | 2013-02-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-08-01 | 2013-02-15 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2010-12-21 | 2011-07-06 |