| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Central China International Securities Co., Limited | RO | 证券交易 | 2026-08-04 | - |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2026-06-22 | - |
| Central China International Securities Co., Limited | Rep | 证券交易 | 2026-06-22 | 2026-08-04 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 证券交易 | 2020-05-26 | 2022-10-03 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 证券交易 | 2020-05-26 | 2022-10-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2020-03-16 | 2020-05-26 |
| Rep | 就证券提供意见 | 2020-03-16 | 2022-10-03 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 证券交易 | 2020-03-16 | 2020-05-26 |
| Rep | 就机构融资提供意见 | 2020-03-16 | 2022-10-03 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 证券交易 | 2017-05-23 | 2020-02-21 |
| Rep | 就机构融资提供意见 | 2017-02-28 | 2020-02-21 | |
| Rep | 就证券提供意见 | 2017-02-28 | 2020-02-21 | |
| Rep | 证券交易 | 2016-11-16 | 2017-05-23 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2015-01-12 | 2016-10-25 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-04-30 | 2014-12-04 |
| Rep | 证券交易 | 2014-04-30 | 2014-12-04 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就机构融资提供意见 | 2014-02-04 | 2014-04-24 |
| Rep | 就证券提供意见 | 2013-07-19 | 2014-04-24 | |
| Rep | 证券交易 | 2013-07-19 | 2014-04-24 | |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2012-08-08 | 2013-01-31 |
| Funderstone Securities Limited | Rep | 证券交易 | 2012-08-08 | 2013-01-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2011-09-09 | 2012-07-24 |
| Rep | 证券交易 | 2011-09-09 | 2012-07-24 | |
| ABCI Securities Company Limited | Rep | 证券交易 | 2011-05-30 | 2011-08-22 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-05-23 | 2011-05-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-23 | 2011-05-14 |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2005-08-09 | 2005-11-07 |
已采集记录中暂无金管局登记。