| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Goldhorse Securities Limited | Rep | 就证券提供意见 | 2025-12-11 | - |
| Rep | 证券交易 | 2025-12-11 | - | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | 就证券提供意见 | 2024-09-09 | - |
| RO | 证券交易 | 2024-09-09 | - | |
| Rep | 就证券提供意见 | 2024-03-28 | 2024-09-09 | |
| Rep | 证券交易 | 2024-03-28 | 2024-09-09 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2023-02-10 | 2023-11-27 |
| Rep | 证券交易 | 2023-02-10 | 2023-11-27 | |
| CMB International Global Markets Limited | RO | 就证券提供意见 | 2021-12-29 | 2023-02-01 |
| Rep | 证券交易 | 2021-12-29 | 2023-02-01 | |
| CMB International Securities Limited | RO | 就证券提供意见 | 2016-09-28 | 2022-05-05 |
| Rep | 证券交易 | 2013-12-13 | 2017-02-22 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2010-06-01 | 2013-12-01 |
| Lion Global Financial Limited | Rep | 提供资产管理 | 2009-10-16 | 2010-05-25 |
| Rep | 证券交易 | 2009-07-14 | 2010-05-25 | |
| Rep | 就证券提供意见 | 2008-01-23 | 2010-05-25 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2006-02-06 | 2006-06-19 |
已采集记录中暂无金管局登记。