| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就证券提供意见 | 2012-08-24 | 2014-04-17 |
| Rep | 证券交易 | 2012-08-24 | 2014-04-17 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2011-07-14 | 2012-08-01 |
| Rep | 证券交易 | 2011-07-14 | 2012-08-01 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2008-08-26 | 2011-06-21 |