| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2010-07-27 | 2013-01-14 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就证券提供意见 | 2008-01-23 | 2010-07-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2007-04-02 | 2007-11-24 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2007-04-02 | 2007-11-24 |