Personnel Hong Kong SFC License Details (ID 95849)

Personnel Hong Kong SFC License Details (ID 95849)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-02-03	2007-08-22
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	-
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2003-12-02	2007-08-22
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2003-12-02	2010-04-12
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2003-04-01	2003-12-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-11-28
	Rep	就证券提供意见	2003-04-01	2003-11-28
	Rep	提供资产管理	2003-04-01	2003-11-28
	Rep	提供自动化交易服务	2003-04-01	2003-11-28
	Rep	证券交易	2003-04-01	2003-12-01