| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2014-09-12 | 2015-06-09 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2013-09-30 | 2014-09-04 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-09-30 | 2014-09-04 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2012-02-24 | 2012-05-19 |
| Rep | 证券交易 | 2012-02-24 | 2012-05-19 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-10-13 | 2012-02-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-08-15 | 2012-02-18 |