| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 就证券提供意见 | 2013-07-30 | 2014-04-24 |
| Rep | 证券交易 | 2013-07-30 | 2014-04-24 | |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2009-06-04 | 2013-10-17 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2008-12-09 | 2009-05-07 |
| Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) | RO | 证券交易 | 2007-01-09 | 2008-07-31 |