| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2017-07-20 | - |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2015-08-21 | 2017-10-02 |
| Rep | 证券交易 | 2015-07-13 | 2017-10-02 | |
| Quam Securities Limited | Rep | 提供资产管理 | 2014-08-20 | 2015-07-02 |
| Rep | 证券交易 | 2014-05-20 | 2015-07-02 | |
| KGI Asset Management Limited | Rep | 就证券提供意见 | 2013-07-29 | 2014-04-30 |
| Rep | 证券交易 | 2013-07-29 | 2014-04-30 | |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2010-03-03 | 2013-10-21 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2007-07-19 | 2010-02-12 |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2007-05-09 | 2007-06-25 |
已采集记录中暂无金管局登记。