| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| Rep | 就证券提供意见 | 2015-04-20 | 2017-10-02 | |
| Rep | 证券交易 | 2015-04-20 | 2017-10-02 | |
| KGI Asset Management Limited | Rep | 就机构融资提供意见 | 2013-08-26 | 2016-11-22 |
| Rep | 就证券提供意见 | 2013-08-26 | 2022-06-23 | |
| Rep | 证券交易 | 2013-08-26 | 2022-06-23 | |
| T G HOLBORN (HK) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2013-11-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2013-11-06 |