| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2019-09-02 | 2020-10-30 |
| Rep | 证券交易 | 2019-09-02 | 2020-10-30 | |
| Rep | 期货合约交易 | 2011-10-07 | 2015-06-30 | |
| Rep | 证券交易 | 2011-10-07 | 2015-06-30 | |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2010-01-05 | 2011-10-04 |
| RO | 期货合约交易 | 2009-04-03 | 2009-09-21 | |
| MF Global Hong Kong Limited | Rep | 期货合约交易 | 2005-12-08 | 2007-01-29 |
| MF Global Securities HK Limited | Rep | 就证券提供意见 | 2005-12-08 | 2007-01-29 |
| Rep | 证券交易 | 2005-12-08 | 2007-01-29 |