| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Forte Securities (Asia) Limited | RO | 期货合约交易 | 2020-11-17 | - |
| RO | 证券交易 | 2020-11-17 | - | |
| Celera Markets Limited | RO | 期货合约交易 | 2015-06-26 | 2019-06-27 |
| RO | 证券交易 | 2015-06-26 | 2019-06-27 | |
| Rep | 证券交易 | 2015-01-21 | 2015-06-26 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-28 | 2014-09-02 |
| Rep | 证券交易 | 2012-03-28 | 2014-09-02 | |
| T.F.S. Derivatives HK Limited | Rep | 证券交易 | 2009-06-18 | 2012-01-13 |
| Rep | 期货合约交易 | 2009-05-12 | 2012-01-13 |