| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2021-12-08 | 2024-02-15 |
| RO | 就证券提供意见 | 2021-12-08 | 2024-02-15 | |
| RO | 期货合约交易 | 2021-12-08 | 2024-02-15 | |
| RO | 证券交易 | 2021-12-08 | 2024-02-15 | |
| Rep | 证券交易 | 2021-12-03 | 2021-12-08 | |
| Rep | 提供资产管理 | 2021-12-03 | 2024-02-15 | |
| Rep | 就期货合约提供意见 | 2021-12-01 | 2021-12-08 | |
| Rep | 就证券提供意见 | 2021-12-01 | 2021-12-08 | |
| Rep | 期货合约交易 | 2021-12-01 | 2021-12-08 | |
| CSC FUTURES (HK) LIMITED | Rep | 就证券提供意见 | 2021-07-18 | 2021-07-18 |
| RO | 就期货合约提供意见 | 2021-03-26 | 2021-07-18 | |
| RO | 就证券提供意见 | 2021-03-26 | 2021-07-18 | |
| RO | 期货合约交易 | 2017-09-08 | 2021-07-18 | |
| Open Securities Limited | RO | 期货合约交易 | 2010-07-16 | 2013-01-11 |