| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2026-09-02 | - |
| Rep | 证券交易 | 2026-09-02 | - | |
| YUANTA FUTURES (HK) CO., LIMITED | RO | 就期货合约提供意见 | 2024-12-17 | 2025-10-15 |
| RO | 就证券提供意见 | 2024-12-17 | 2025-10-15 | |
| RO | 期货合约交易 | 2024-12-17 | 2025-10-15 | |
| RO | 证券交易 | 2024-12-17 | 2025-10-15 | |
| Rep | 就期货合约提供意见 | 2023-10-03 | 2024-12-17 | |
| Rep | 就证券提供意见 | 2023-10-03 | 2024-12-17 | |
| Rep | 期货合约交易 | 2023-10-03 | 2024-12-17 | |
| Rep | 证券交易 | 2023-10-03 | 2024-12-17 | |
| Rep | 提供资产管理 | 2023-10-03 | 2025-10-15 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2021-12-08 | 2023-08-15 |
| Rep | 就期货合约提供意见 | 2021-10-06 | 2023-08-15 | |
| Rep | 提供资产管理 | 2021-10-06 | 2023-08-15 | |
| Rep | 期货合约交易 | 2021-10-06 | 2023-08-15 | |
| Rep | 证券交易 | 2021-10-06 | 2023-08-15 | |
| CSC FUTURES (HK) LIMITED | RO | 就期货合约提供意见 | 2021-03-26 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2017-11-02 | 2021-05-07 |
| CSC FUTURES (HK) LIMITED | RO | 证券交易 | 2015-03-09 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2014-03-03 | 2021-05-07 |
| CSC FUTURES (HK) LIMITED | RO | 期货合约交易 | 2013-11-06 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-11-06 | 2021-05-07 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期货合约提供意见 | 2013-05-30 | 2013-09-14 |
| RO | 期货合约交易 | 2013-05-30 | 2013-09-14 | |
| Rep | 就期货合约提供意见 | 2013-02-06 | 2013-05-30 | |
| Rep | 期货合约交易 | 2013-02-06 | 2013-05-30 | |
| Rep | 就证券提供意见 | 2013-02-06 | 2013-09-14 | |
| Rep | 证券交易 | 2013-02-06 | 2013-09-14 | |
| Open Securities Limited | RO | 期货合约交易 | 2011-08-04 | 2013-01-27 |
| Rep | 期货合约交易 | 2010-08-16 | 2011-08-04 | |
| Rep | 就证券提供意见 | 2010-08-16 | 2013-01-27 | |
| Rep | 证券交易 | 2010-08-16 | 2013-01-27 |
已采集记录中暂无金管局登记。