Chien, Li Min 簡利珉

证监会中央编号:APR338

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Look's Securities Limited	RO	证券交易	2017-04-13	2017-10-19
Safari Asia Limited	RO	就证券提供意见	2017-04-13	2017-10-19
	Rep	提供资产管理	2017-04-13	2017-10-19
Zeta Capital (H.K.) Limited	RO	就证券提供意见	2016-09-29	2017-03-20
	Rep	就证券提供意见	2016-07-29	2016-09-29
Yuet Sheung International Securities Limited	RO	就证券提供意见	2016-05-16	2016-07-12
	RO	证券交易	2016-05-16	2016-07-12
	Rep	就证券提供意见	2016-05-05	2016-05-16
	Rep	证券交易	2016-03-29	2016-05-16
UNICORN SECURITIES COMPANY LIMITED	Rep	证券交易	2015-09-01	2016-02-19
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2015-04-23	2015-08-24
	Rep	杠杆式外汇交易	2015-04-23	2015-08-24
	Rep	就证券提供意见	2014-12-30	2015-08-24
	Rep	证券交易	2014-12-30	2015-08-24
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	就证券提供意见	2013-10-15	2014-11-21
	Rep	提供资产管理	2013-10-15	2014-11-21
Nerico Brothers Limited (HK)	Rep	期货合约交易	2013-03-13	2013-09-04
	Rep	证券交易	2013-03-13	2013-09-04
	Rep	杠杆式外汇交易	2013-03-13	2013-09-04
TSE'S SECURITIES LIMITED	Rep	证券交易	2012-12-10	2013-01-21
Open Securities Limited	Rep	就证券提供意见	2011-05-04	2012-06-15
	Rep	证券交易	2011-05-04	2012-06-15
HUA NAN SECURITIES (HK) LIMITED	Rep	期货合约交易	2010-03-08	2011-03-24
	Rep	证券交易	2010-02-02	2011-03-24
QMIS Securities Limited	RO	证券交易	2009-07-24	2009-12-09
Beevest Securities Limited	Rep	就证券提供意见	2008-01-02	2008-06-28
	Rep	期货合约交易	2008-01-02	2008-06-28
	RO	证券交易	2007-11-02	2008-06-28

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Look's Securities Limited	RO	证券交易	2017-04-13	2017-10-19
Safari Asia Limited	RO	就证券提供意见	2017-04-13	2017-10-19
	Rep	提供资产管理	2017-04-13	2017-10-19
Zeta Capital (H.K.) Limited	RO	就证券提供意见	2016-09-29	2017-03-20
	Rep	就证券提供意见	2016-07-29	2016-09-29
Yuet Sheung International Securities Limited	RO	就证券提供意见	2016-05-16	2016-07-12
	RO	证券交易	2016-05-16	2016-07-12
	Rep	就证券提供意见	2016-05-05	2016-05-16
	Rep	证券交易	2016-03-29	2016-05-16
UNICORN SECURITIES COMPANY LIMITED	Rep	证券交易	2015-09-01	2016-02-19
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2015-04-23	2015-08-24
	Rep	杠杆式外汇交易	2015-04-23	2015-08-24
	Rep	就证券提供意见	2014-12-30	2015-08-24
	Rep	证券交易	2014-12-30	2015-08-24
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	就证券提供意见	2013-10-15	2014-11-21
	Rep	提供资产管理	2013-10-15	2014-11-21
Nerico Brothers Limited (HK)	Rep	期货合约交易	2013-03-13	2013-09-04
	Rep	证券交易	2013-03-13	2013-09-04
	Rep	杠杆式外汇交易	2013-03-13	2013-09-04
TSE'S SECURITIES LIMITED	Rep	证券交易	2012-12-10	2013-01-21
Open Securities Limited	Rep	就证券提供意见	2011-05-04	2012-06-15
	Rep	证券交易	2011-05-04	2012-06-15
HUA NAN SECURITIES (HK) LIMITED	Rep	期货合约交易	2010-03-08	2011-03-24
	Rep	证券交易	2010-02-02	2011-03-24
QMIS Securities Limited	RO	证券交易	2009-07-24	2009-12-09
Beevest Securities Limited	Rep	就证券提供意见	2008-01-02	2008-06-28
	Rep	期货合约交易	2008-01-02	2008-06-28
	RO	证券交易	2007-11-02	2008-06-28