| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2021-02-25 | - |
| RO | 就证券提供意见 | 2021-02-25 | 2021-04-30 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2021-02-25 | 2021-12-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2021-02-25 | - |
| RO | 证券交易 | 2021-02-25 | - |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2016-07-18 | 2021-01-25 |
| RO | 提供资产管理 | 2011-08-01 | 2021-01-25 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 就证券提供意见 | 2010-02-23 | 2021-01-25 |
| RO | 证券交易 | 2008-08-26 | 2021-01-25 |
| Rep | 证券交易 | 2008-05-29 | 2008-08-26 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | 期货合约交易 | 2008-05-29 | 2021-01-25 |
| Rep | 期货合约交易 | 2008-05-15 | 2008-05-29 |
| HGNH International Futures Co., Limited | RO | 期货合约交易 | 2007-06-26 | 2008-05-01 |
| CSC FUTURES (HK) LIMITED | RO | 期货合约交易 | 2005-04-25 | 2007-05-25 |
| CSC SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2005-04-25 | 2007-05-25 |
| Rep | 证券交易 | 2003-12-15 | 2007-05-25 |
| CSC FUTURES (HK) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-30 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-30 |
| Rep | 期货合约交易 | 2003-04-01 | 2005-04-25 |