| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | RO | 就证券提供意见 | 2022-03-24 | - |
| RO | 提供资产管理 | 2022-03-24 | - | |
| RO | 证券交易 | 2022-03-24 | - | |
| Mason Securities Limited | RO | 证券交易 | 2021-12-13 | - |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2021-10-04 | - |
| RO | 提供资产管理 | 2021-10-04 | - | |
| RO | 证券交易 | 2021-10-04 | - | |
| Mason Securities Limited | RO | 就证券提供意见 | 2021-10-04 | - |
| RO | 提供资产管理 | 2021-10-04 | - | |
| Rep | 证券交易 | 2021-10-04 | 2021-12-13 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 就期货合约提供意见 | 2021-10-04 | 2025-05-09 |
| RO | 期货合约交易 | 2021-10-04 | 2025-05-09 | |
| CITRUS SECURITIES LIMITED | RO | 证券交易 | 2021-05-26 | 2021-08-05 |
| Linkways Investment Management Limited | Rep | 就证券提供意见 | 2018-07-18 | 2018-07-18 |
| Rep | 期货合约交易 | 2018-07-18 | 2018-07-18 | |
| Rep | 证券交易 | 2018-07-18 | 2018-07-18 | |
| Linkways Asset Management Limited | RO | 提供资产管理 | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited | RO | 就证券提供意见 | 2018-07-17 | 2020-04-29 |
| RO | 期货合约交易 | 2018-07-17 | 2020-04-29 | |
| RO | 证券交易 | 2018-07-17 | 2020-04-29 | |
| XinKong International Securities Limited | RO | 就证券提供意见 | 2014-01-28 | 2018-07-13 |
| RO | 证券交易 | 2014-01-28 | 2018-07-13 | |
| RO | 期货合约交易 | 2013-08-08 | 2018-07-13 | |
| Rep | 期货合约交易 | 2013-02-01 | 2013-08-08 | |
| UNITED SIMSEN FOREX DEALERS LIMITED | RO | 杠杆式外汇交易 | 2012-12-28 | 2015-07-08 |
| XinKong International Asset Management Limited | RO | 提供资产管理 | 2012-12-28 | 2018-07-13 |
| XinKong International Securities Limited | Rep | 证券交易 | 2012-12-28 | 2014-01-28 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2011-07-06 | 2011-11-10 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2011-06-10 | 2011-11-10 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-10 | 2011-11-10 |
已采集记录中暂无金管局登记。