Lau, Elaine Yim Ling 劉艷玲 Hong Kong SFC License Details (ID 96040)

Lau, Elaine Yim Ling 劉艷玲 Hong Kong SFC License Details (ID 96040)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	RO	就证券提供意见	2021-02-24	2022-09-30
	RO	证券交易	2020-11-06	2022-09-30
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	RO	期货合约交易	2020-11-06	2022-09-30
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2020-08-13	2020-11-06
	Rep	就证券提供意见	2020-08-13	2021-02-24
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2020-08-13	2020-11-06
CES Commodities (HK) Limited	Rep	期货合约交易	2019-07-16	2020-05-31
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2019-07-16	2020-05-31
	Rep	证券交易	2019-07-16	2020-05-31
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2008-01-23	2018-09-04
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	RO	期货合约交易	2008-01-23	2018-09-04
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2007-03-21	2018-09-04
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2007-03-21	2008-01-23
	RO	期货合约交易	2003-06-05	2005-10-01
	Rep	就期货合约提供意见	-	2003-04-30
	Rep	提供资产管理	-	2003-04-30
	Rep	期货合约交易	-	2003-06-05