| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2026-07-28 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2026-07-28 | - |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2026-04-27 | 2026-07-28 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2025-11-25 | 2026-03-08 |
| Rep | 就机构融资提供意见 | 2025-10-28 | 2025-11-25 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2018-04-09 | 2023-05-31 |
| RO | 证券交易 | 2018-04-09 | 2023-05-31 | |
| Rep | 就机构融资提供意见 | 2017-09-20 | 2018-04-09 | |
| Rep | 证券交易 | 2017-09-20 | 2018-04-09 | |
| Yi Shun Da Capital Limited | RO | 就机构融资提供意见 | 2016-03-15 | 2017-09-10 |
| RO | 证券交易 | 2016-03-15 | 2017-09-10 | |
| Rep | 就机构融资提供意见 | 2016-03-09 | 2016-03-15 | |
| Rep | 证券交易 | 2016-03-09 | 2016-03-15 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2014-10-30 | 2016-02-19 |
| RO | 证券交易 | 2014-10-30 | 2016-02-19 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 就机构融资提供意见 | 2012-09-20 | 2014-06-12 |
| RO | 证券交易 | 2012-09-20 | 2014-06-12 | |
| Rep | 就机构融资提供意见 | 2011-05-16 | 2012-09-20 | |
| Rep | 证券交易 | 2011-05-16 | 2012-09-20 | |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | 2010-03-15 | 2011-05-15 |
| Rep | 就证券提供意见 | 2010-03-15 | 2011-05-15 | |
| Rep | 证券交易 | 2010-03-15 | 2011-05-15 | |
| Neutral Financial Holding Company Limited | Rep | 就机构融资提供意见 | 2006-09-22 | 2010-02-26 |
| Rep | 就证券提供意见 | 2006-09-22 | 2010-02-26 | |
| Rep | 证券交易 | 2006-09-22 | 2010-02-26 |
已采集记录中暂无金管局登记。